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HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions.
We are currently seeking an experienced professional to join our team in the role of Vice President Compliance Assurance Regulatory Reporting
Business: Risk and Compliance
Principal responsibilities
Play a lead role in executing the Compliance Assurance assessment plan, ensuring the accurate, efficient and timely completion of independent FC and/or RC control assessments.Oversee (where applicable) the quality of work delivered by testing teams and ensure compliance with global template, procedure and quality requirements.Understand and document the remit, process composition and team handovers of relevant controls.Proactively monitor FC and RC risks to identify key emerging trends and themes to inform the Compliance Assurance assessment plan and the continuous development of CA methodology and procedures.Evaluate and manage the allocation of resources on an ongoing basis to ensure completion of assigned risk and control assessments.Build strong relationships with all internal stakeholders, adopting a joined-up approach to the execution of tasks with minimum conflict, while ensuring the independence of Compliance Assurance.Develop and maintain positive and professional relationships with key external stakeholders, where required.Ensure that executive and senior management in the business, functions and Compliance are advised of matters arising, and emerging trends, from assurance reviews and analysis.Provide stakeholders with insight into Compliance Assurance activities.Liaise with Internal Audit to ensure that assurance activities and plans take full consideration of and inform audit activity.