ID de la solicitud: 228105

 

Únase a un equipo ganador con un propósito claro, comprometido con el logro de resultados en una cultura inclusiva y de alto desempeño.

 

Sr. Analyst, Regulatory Programs Sustainment

L6.1

Schedule: Monday to Friday 8:30am - 5:30pm / Saturdays 4 hours upon request 

Purpose

Contributes to the overall success of the Scotiabank IB, International Operations and Shared Services – Caribbean Region ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team’s business strategies and objectives.  Ensures all activities conducted are following governing regulations, internal policies, and procedures.

Accountabilities 

• Champions a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems, and knowledge.

• Responsible for implementing the FATCA & CRS operating model in supported Business Units and the ongoing sustainment monitoring support. 

• Monitor and enforce regulatory compliance programs for FATCA and CRS to ensure consistency in approach, execution, and reporting. 

• Promote risk awareness by effectively communicating changes and developing training program and materials to help supported Business Units to understand their roles and responsibilities, to bring awareness and understanding of regulatory risks and issues.

• Understand how the Bank’s risk appetite and risk culture should be considered in day-to-day activities and decisions.

• Actively pursues effective and efficient operations of their respective areas in accordance with Scotiabank’s Values, its Code of Conduct, and the Global Sales Principles, while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls to meet obligations with respect to operational, compliance, AML/ATF/sanctions and conduct risk. 

• Champions a high-performance environment and contributes to an inclusive work environment. 

• Monitor and assist the supported Business Units to assure timely completion of the FATCA/CRS remediation activities and provide FATCA/CRS certification.

• Evaluate and analyze FATCA/CRS operational reports to identify customer records that required remediation Effort.

• Review and monitor FATCA/CRS reporting and submission to regulators with Business Units, local Compliance where applicable and Toronto 1B Governance.

• Collaborate with supported Business Units, local Compliance, Toronto 1B Governance Team to ensure the appropriate risk and control standards, processes, reporting, and training are provided, applied, and understood by impacted stakeholders.

• Subject expert matter to provide training and guidance to supported Business Units and act as liaison with local 2nd Line (Compliance) and 3rd Line (Internal Audit) to implement and monitor the effectiveness of regulatory programs.

• Report periodically key findings and the progress of the remediation action plan and recommendation for improvements.

 

Education / Experience 

• University degree in a business-related field, together with:

• 3+ years of financial services and management experience.

• Solid banking knowledge, operational risk, regulatory risk, compliance and regulatory requirements and internal control principles.

• Strong organizational skills in analyzing, planning, scheduling, and the ability to prioritize and deal with demanding workload to meet tight deadlines.

• Excellent interpersonal, relationship-building and influencing skills to build consensus and collaboration with stakeholders.

• Strong analytical and communication/writing skills to articulate results of analyses/report findings. 

• Ability to gain confidence and co-operation of business lines and 2nd line functions while still retaining the independence and willingness to point out weaknesses.

• Expert knowledge of MS Excel, Access, Power Point, SharePoint and/or another analytic tool.

 

#DRGBS

 

Ubicación(s):  República Dominicana : Distrito Nacional : Santo Domingo || República Dominicana : Santo Domingo : Santo Domingo Este || República Dominicana : Santo Domingo : Santo Domingo Norte || República Dominicana : Santo Domingo : Santo Domingo Oeste

Dirección de trabajo: Zona Franca Las Americas 

 

Scotiabank es un banco líder en las Américas. Inspirándonos en nuestro propósito corporativo, “por nuestro futuro”, ayudamos a nuestros clientes, sus familias y sus comunidades a lograr el éxito a través de una completa gama de asesoría, productos y servicios en los sectores de banca personal y comercial, gestión patrimonial, banca privada, corporativa y de inversión, y mercados de capital.

[En Scotiabank, valoramos las habilidades y experiencias únicas que cada persona aporta al Banco y nos hemos comprometido a crear y mantener un entorno inclusivo y accesible para todos. Si necesitas algún tipo de adaptación (como, por ejemplo, un lugar accesible para la entrevista, documentos en formato alternativo, un intérprete en lengua de señas o tecnología de asistencia, entre otras cosas) durante el proceso de reclutamiento y selección, indícalo a nuestro equipo de Reclutamiento. Si necesitas apoyo técnico, haz clic aquí. Los candidatos deben postularse directamente en línea si desean ser tomados en cuenta para este puesto. Agradecemos a todos los candidatos por su interés en esta oportunidad profesional en Scotiabank, pero solo nos comunicaremos con aquellos que hayan sido seleccionados para una entrevista.