About this role:
Wells Fargo is seeking a Senior Audit Manager (SAM) – Executive Director on our Corporate Risk Compliance Audit Team. As part of the Corporate Risk Audit function, the Compliance Audit team provides independent assurance over the design and effectiveness of compliance risk management across the enterprise. This includes evaluating adherence to laws, regulations, and internal policies. Learn more about our career areas and business divisions at wellsfargojobs.com.
In this role, you will:
Required Qualifications:
Desired Qualifications:
Experience auditing consumer compliance regulations applicable to large-scale financial institutions (e.g., ECOA (Reg B), TILA (Reg Z), HMDA (Reg C), RESPA (Reg X), FCRA (Reg V), FDCPA (Reg F), UDAAP, CRA, and SCRA).Proven track record leading complex audit engagements across consumer lending, horizontal programs, and compliance risk management.Experience managing audit engagements and teams to deliver high-quality audit reports within a deadline driven environment.Prior working experience with key regulatory agencies for large banking institutions, and ability to navigate regulatory expectations and translate them into actionable audit strategies.A BS/BA degree or higher.Strong knowledge and understanding of audit or risk methodologies and supporting tools, including data analytics to support comprehensive audit testing and conclusions.Certification in one or more of the following: CPA, CRCM, CIA, or Commissioned Bank Examiner designation.Excellent verbal, written, and interpersonal communication skills.
Job Expectations:
Specific compliance policies may apply regarding outside activities or personal investing; affected employees will be expected to provide information to the Wells Fargo Personal Account Dealing Team and abide by applicable policy requirements if hired. Information will be shared about expectations during the recruitment process
Pay Range
Reflected is the base pay range offered for this position. Pay may vary depending on factors including but not limited to achievements, skills, experience, or work location. The range listed is just one component of the compensation package offered to candidates.
$139,000.00 - $239,000.00Benefits
Wells Fargo provides eligible employees with a comprehensive set of benefits, many of which are listed below. Visit Benefits - Wells Fargo Jobs for an overview of the following benefit plans and programs offered to employees.
Health benefits401(k) PlanPaid time offDisability benefitsLife insurance, critical illness insurance, and accident insuranceParental leaveCritical caregiving leaveDiscounts and savingsCommuter benefitsTuition reimbursementScholarships for dependent childrenAdoption reimbursementPosting End Date:
6 Oct 2025*Job posting may come down early due to volume of applicants.
We Value Equal Opportunity
Wells Fargo is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.
Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit’s risk appetite and all risk and compliance program requirements.
Applicants with Disabilities
To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo.
Drug and Alcohol Policy
Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more.
Wells Fargo Recruitment and Hiring Requirements:
a. Third-Party recordings are prohibited unless authorized by Wells Fargo.
b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.