Job Title:       Quality Assurance & Internal Control Officer - USA

Industry:        Banking

Location:       NYC, United States

Salary:           $95,000 – $120,000

Overview
A well-established international financial institution is seeking a Quality Assurance & Internal Control Officer to strengthen its control environment and ensure adherence to regulatory and internal policy standards. This role sits within the second line of defence and plays a critical part in monitoring, testing, and enhancing internal controls across key business functions.

Key Responsibilities

Conduct independent quality assurance reviews across operational, compliance, and control processes to assess effectiveness and adherence to policies Evaluate internal controls and identify gaps, weaknesses, or areas for improvement Perform control testing and thematic reviews in line with regulatory expectations and internal frameworks Prepare detailed reports highlighting findings, risk implications, and actionable recommendations Track remediation actions and ensure timely closure of identified issues Collaborate with Internal Audit, Compliance, and Risk teams to ensure alignment of control standards Support the development and continuous improvement of QA methodologies, frameworks, and reporting tools Contribute to regulatory reviews and audits, including preparation of documentation and responses

Requirements

Bachelor’s degree in Finance, Accounting, Business Administration, or related discipline Relevant professional certifications (e.g., CIA, ACCA, CPA, CAMS) are advantageous Minimum of 5–8 years’ experience in Quality Assurance, Internal Control, Internal Audit, or Risk within banking or financial services Strong understanding of internal control frameworks and regulatory expectations Proven experience in control testing, issue identification, and remediation tracking Strong analytical skills with attention to detail and ability to interpret complex data Excellent report writing and stakeholder management skills Ability to operate independently and provide objective challenge

Key Competencies

Strong risk and control mindset High level of integrity and professional scepticism Structured thinking and problem-solving ability