Bangalore, Karnataka, India
17 hours ago
Manager Global Investment Restrictions

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HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions.

We are currently seeking an experienced professional to join our team in the role of Manager Global Investment Restrictions

Principal responsibilities

Responsible for ensuring the quality and consistency of centrally managed Investment Restrictions especially with regards to coding, testing of rules and EOD (End of Day) monitoring of Investment Restrictions.

Enable and facilitate the delivery of suitable market intel and input for better Stewardship processes to all business lines and functions affected (Risk, Compliance, Front Office, Product, Data, IT, etc.).

Drive the reinforcement of skills of the Investment Restrictions staff due to knowledge sharing and definition of best practices.

Build a clear, easy to use best practice library on coding, testing and EOD (End of Day) monitoring of Investment Restrictions.

Engage with the local Investment Restrictions team and with international key stakeholders from all business lines and functions to define process expectations and quality measurements.

Facilitate the generation of monthly Market Intel for the global processes undertaken within all teams and support actions derived based on the outcome.

Engage with the Global Data Management team on- and off shore to define data requirements and to enforce data quality and –availability.

Build networks with local Investment Restrictions teams creating an ability to understand their requirements and deliver the right services.

Understand and ensure compliance with all relevant internal instructions and external regulatory requirements, including the management of operational risk and adherence to the Group’s standards of ethical behaviour.

Understands, follows and takes measures to demonstrate compliance with all relevant internal and external rules, regulations and procedures that apply to the conduct of the business in which the jobholder is involved, specifically Internal Controls and any Compliance policy including, inter alia, the Group Compliance policy.

Responsible for the continual assessment of operational risks associated with the role and inherent in the business, taking account of changing economic or market conditions, legal and regulatory requirements, operating procedures and practices, management restructuring and the impact of new technology.

Undertake operations in a central team of Investment Restrictions Specialists located in both onshore sites and offshore Service Centres providing services for all Asset management Global production locations. These services include e.g. restrictions management including coding, testing and EOD (End of Day) monitoring of rules on Bloomberg as well as definition and maintenance of quality standards and best practices.

Collaborate closely with international key stakeholders from affected business lines and functions within Asset mangement Global (e.g. Front Office, Product, Risk, Compliance, Data, IT).

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