At Capital One, we’re building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking.
At Capital One India, we are at the cutting edge of solving fundamental business problems using advanced data methodologies, statistics, and machine learning algorithms. We analyze data to derive valuable business insights, make decisions, and develop innovative and patentable products.
As a Manager, you will have responsibilities associated with Capital One India’s Risk Management team, helping to ensure a timely and accurate month-end risk reporting, in addition you will help consult on initiatives, programs, and projects to raise their game in Information Security and Risk Management. You are pragmatic and practical in your understanding of risk and security, but also willing to know when to pull in experts and escalate. You collaborate and innovate with other teams within Capital One to push the envelope. Ensure all strategic initiative coming your away is delivered in a timely manner
Responsibilities
Manage the India Risk Management team consisting of Risk and Assurance activities to ensureTimely completion of all activitiesAdequate cross training and backupCompletion of asks from India LeadershipStrategic planning for the Risk Management functionPSP - Governance (Policies, Standards & Procedures)Review and ensure compliance with the Enterprise Policy Program standardReport on creation of new documents, renewals/ expiry of existing documents and Standard Adherence Assessment conducted by CPO (Corporate Policy Office)Maintain repository of India wide documentsInfluence updates to policies, standards to enhance risk management activitiesMaintain Risk Management PSPs and SOPs and draft new documents as the team expands the scope of workCorporate InsuranceRenew and maintain following Insurance PoliciesWorker’s Compensation (WC)Property InsuranceDirectors and Officers Liability (D&O)Commercial General Liability (CGL)Coordinate with Insurance Broker and facilitate claimsPhysical RecordsFacilitate storage and transport of physical records via third partyMaintain Inventory Index to track the data and retention requirements by LawInternal AuditFinalize the vendor to conduct annual Internal AuditDraft the scope and IA calendarCoordinate with Internal teams and facilitate the IAAssist in timely closure of observations/ recommendationsReport the status and details of observations to LTPrepare the Risk reports at India site level risk in the Enterprise Risk Management framework including key topics likePhishing drill report to Leadership Team (LT)Bi-annual Official Records (non-HR GDrive) certification and reporting to Risk HeadQuarterly Sensitive Data Assessment and reporting to Risk HeadMonthly Hard Disk Drive (HDD) remediation report to LTMonthly Iron Mountain document storage to File manages, respective LTsConstantly work with US Risk Office and Cyber teams to expand the scope of Risk ReportingPrepare Assurance Reports includingMonthly Controls execution report to owners & relevant LTCoordinate with Capital One US teams and India support teams to report status on:IA TPMABACBCP testingStandard Adherence AssessmentStatutory AuditWork closely with LT to maintain artefacts (like Vision, Roadmap, etc) in the internal portal for SLQ2CQ (Capital One internal Lean - Six Sigma based framework)Present the Risk and Assurance reports to LT in the following forums:Monthly Business Review (MBR) - chaired by India head, US Risk Office head and US Legal headQuarterly Risk, Legal & Tech Committee - chaired by India head, US Risk Office head, US Legal head and US Tech HeadIdeate and implement Risk Management framework across Risk Taxonomy and refresh framework based on evolving business needs/ risksGood knowledge on:Enterprise Risk Management framework and implementationThree Lines of Defense frameworkHandling/ facilitating Internal AuditPartner with other Risk Management functions across the company and cross functional teams to conduct Process Level AssessmentsMaintain relationships with key stakeholders to ensure timely delivery of commitmentBasic Qualifications
Bachelor's degree
At least 11 years of experience in Banking or at least 11 years of experience in Risk Management
At least 4 years of experience in Enterprise Risk Management
Preferred Qualifications
12+ years of experience in risk management
Enterprise Risk Management - Level 2 qualified (by IRM - Institute of Risk Management)
COSO framework, ISO 31000 and ISO 27001
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
No agencies please. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City’s Fair Chance Act; Philadelphia’s Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.
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Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).