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Job Description:

Overview:

The Compliance Lead/Asst. Manager is a key contributor to the success of the Asia Compliance Monitoring and Testing (M&T) program. As an essential element of Sun Life’s Regulatory Compliance Management (RCM) Framework, Monitoring and Testing provides insight into the effectiveness of the organization’s control environment. This role will execute testing of controls specific to regulatory risks faced by the Asia BUs as well as develop and implement enhancements related to test planning, execution, reporting and use of data and technology.

 

This role is an opportunity for a compliance professional with strong testing/auditing skills to gain exposure to all of the business products, operations and distribution channels across our Asia business.  This role will lead compliance testing engagements while interacting with leaders and subject matter experts across the first and second lines of defense.

What are we looking for:

Minimum 5-8 years of work experience with testing, internal/external audit, risk control evaluation and assessment and assuranceExcellent verbal and written communication skills, with strong interpersonal skills;Self-motivated and independent;Takes responsibility for maintaining and developing knowledge and skillsExcellent relationship building skillsAbility to work as part of a team and with persons at all levels of the organization;Analytical thinker with strong conceptual and problem-solving skills;Organized and detail-oriented with the ability to make sound judgments;Demonstrated experience and knowledge of Regulatory Compliance Management framework components and linkages, with a focus on Monitoring & Testing;Excellent report writing and documentation skills; andStrong knowledge of financial services industry, compliance issues and regulatory focus.

Eligibility

A minimum of 5-8 years’ experience in operational/business controls testing or internal auditing, including regulatory compliance within the financial services/insurance sectorFirm working knowledge of audit procedures, planning, and test/sampling methodsAn ability to gather and analyze facts, in order to prepare and present concise findingsA recognized professional accounting designation or compliance certifications (e.g. CPA/CA, CIA, CAMS, CIPM/CIPP, CFE etc).is preferredAbility to translate legislation and regulations into business impacts, compliance elements and regulatory risksKnowledge of regulatory requirements and securities laws applicable to financial institutions preferredPrior experience in control testing of corporate functions (such as HR, IT, Finance, Tax, Legal etc.) is preferredExperience in data analytics is preferredExcellent verbal and written communication, interpersonal and teamwork skillsAbility to operate in a deadline-focused environment

Job Category:

Compliance

Posting End Date:

27/07/2025