Financial Crimes Investigator
The FC Investigator participates in planning of enterprise compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general supervision, this job works with team members to identify, investigate and report compliance risks.

Key Responsibilities and Duties

Participates in compliance risk assessments to identify compliance issues, concerns, and deficiencies. Assists with investigations in response to complaints and/or potential violations of rules, regulations, policies, and procedures. Supports organization and implementation of compliance audits. Participates in the design and implementation of corrective action plans to resolve problematic compliance issues and to ensure that compliance deficiencies are corrected. Drafts reports on the results of compliance and ethics initiatives of the enterprise. Maintains documentation of compliance activities to provide a record of issues, and to ensure easy accessibility and retrieval of documents. Assists with the implementation of preventative measures and compliance processes, while contributing to the revision of policies and procedures to improve the general operation of enterprise compliance programs as needed.

Educational Requirements

University (Degree) Preferred

Minimum Qualifications

2 years of experience supporting BSA/AML investigations Experience with Suspicious Activity Reports

Preferred Qualifications

Prior experience in the Banking industry Strong written and verbal communication skills

Work Experience

2+ Years Required; 3+ Years Preferred

Physical Requirements

Physical Requirements: Sedentary Work

Career Level
6IC