Brooklyn, OH, USA
6 days ago
Fiduciary Compliance Officer

Location:

4900 Tiedeman Road - Brooklyn, Ohio 44144-2302

About the Job

The Fiduciary Compliance Officer works within the Compliance Risk Management organization, and is responsible for ensuring compliance with policies, regulations, and laws that govern the fiduciary activities of KeyBank.

This role operates as a subject matter expert in all things fiduciary, and includes participating in testing and monitoring activities, providing advice to line of business partners, and providing effective review and challenge.

Essential Functions

Performs regular reviews of fiduciary activities ana accounts to ensure all actions are aligned with fiduciary obligations, applicable laws and regulations.Identifies and escalates issues through the issue management program. Participates in review and challenge activities over remediation plans.Act as a resource on compliance related questions and concerns; staying abreast of industry and regulatory developments that are applicable to the Bank's fiduciary business.Assists in the development and review of procedures, forms, disclosures (including marketing).May participate in line of business committees and working groups, providing insight on Compliance risks, as well as credible review and challengeOccasionally assist with Reg O / Reg W monitoring, testing and reportingMay assist in developing and presenting training materials related to fiduciary complianceMaintains a strong working knowledge of laws and regulations specific to fiduciary activities of national banks, including 12 CFR 9, 12 CFR 12, ERISA and other applicable Department of Labor laws.

Required Qualifications

Bachelor's degree or equivalent work experienceMinimum of 2 years of experience as a compliance officer/internal auditor for a national bank in the fiduciary spaceExperience using enterprise governance and compliance applicationsPast experience with testing or audit reviewsIn depth knowledge of fiduciary laws and regulations, and experience applying those in a national bank settingExperience working within an enterprise compliance framework for a large bankStrong analytical skills; excellent writing skillsEffective communication skills, and a high level of comfort articulating compliance requirements in front of peers. Not afraid to speak up and ask questions.Inquisitive mind; practices professional skepticismAbility to work independently and met deadlines or communicate progress toward goalsDetail oriented and committed to a high-quality work product; takes pride in the quality of their workAble to work with multiple stakeholders across a large organization, juggling multiple time zones, and working on several projects at once. Multi-tasking is critical.

Job Posting Expiration Date: 08/08/2025

KeyCorp is an Equal Opportunity Employer committed to sustaining an inclusive culture. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability or veteran status.

Qualified individuals with disabilities or disabled veterans who are unable or limited in their ability to apply on this site may request reasonable accommodations by emailing HR_Compliance@keybank.com.

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