Mississauga, ON, L5B 3P7, CAN
20 hours ago
Director, Compliance - Trust and Private Wealth CCO
**Want a meaningful career where you can make a difference? Edward Jones sounds perfect for you.** Collaboration. Autonomy. Opportunity. Words our headquarters associates use when talking about working at Edward Jones. Words that describe what it's like being part of a firm where everyone is aligned toward a singular focus: serving the client. And everyone is working to make the firm better together - as they grow as individuals. If these words resonate with you, we should talk. **Job Overview** **Position Schedule:** Full-Time We are seeking a seasoned compliance leader to serve as Director, Compliance - Trust & Private Wealth and Chief Compliance Officer (CCO) for our Canadian business. This is a highly visible leadership role for an individual who thrives at the intersection of regulation, strategy, and business partnership. As CCO, you will shape and lead a best-in-class compliance program supporting our Trust Company and Private Wealth businesses. You will act as a trusted advisor to senior leadership and the Board, build strong relationships with regulators, and play a critical role in enabling responsible growth while maintaining the highest standards of regulatory integrity and client protection. **Key Responsibilities:** **Compliance Leadership & Oversight** • Lead and oversee the Trust Company and Private Wealth compliance programs, ensuring adherence to applicable Canadian laws, regulations, and OSFI guidelines. • Maintain a robust, OSFI-aligned risk and controls framework across trust and wealth operations. **Regulatory & Governance Leadership** • Serve as the primary regulatory liaison with OSFI and other federal and provincial regulators. • Prepare and present compliance reporting to the Board and senior management, including annual compliance reviews and escalation of material issues. • Ensure alignment with enterprise compliance governance models and regulatory expectations. **Private Wealth & Investment Compliance** • Oversee compliance for portfolio management activities under securities regulations, including registration, KYC/suitability, conflicts of interest, and best-execution standards. • Provide compliance oversight of discretionary portfolio management and investment advisory activities. **Trust Company Compliance** • Maintain an OSFI‑aligned RCM framework and oversee compliance with applicable trust, AML/ATF, privacy, consumer protection, and FCAC requirements. • Serve as primary liaison with OSFI and other federal regulators, providing oversight of trust‑company compliance programs, policies, and controls. **Risk Management** • Conduct compliance risk assessments and implement mitigation strategies across trust and wealth businesses. • Provide oversight of product-related and operational compliance risks. **People Leadership & Culture** • Lead, develop, and mentor a high-performing compliance team. • Oversee compliance training initiatives and promote a strong, ethical compliance culture. To be discussed with Recruiter and/or Senior Executive Recruiting team. **Hiring Minimum:** $158600 **Hiring Maximum:** $269900 Read More About Job Overview **Skills/Requirements** • 10+ years of progressive compliance experience, including senior-level leadership responsibility; prior CCO experience preferred. • Eligible to serve as the firm's registered Chief Compliance Officer at the time of hire; required industry courses and regulatory proficiencies completed. • Deep knowledge of Canadian trust, securities, and regulatory compliance frameworks. • Strong judgment and decision-making ability, with comfort balancing regulatory requirements and business objectives. • Excellent written and verbal communication skills, including experience engaging regulators and senior leaders. • Bachelor's degree required; graduate degree preferred. Read More About Skills/Requirements **Awards & Accolades** Read More About Awards & Accolades **About Us** \#LI-HO
Confirmar seu email: Enviar Email