**There's power in partnership.** Your passion. Our purpose. We can make an impact together. Join a team that empowers you to shape the future of client service. Everything we do is focused on helping clients achieve what's most important to them, all while giving you the opportunity to innovate, collaborate and grow. What you do every day helps people achieve and protect their financial goals. You'll have access to cutting-edge tools, continuous learning programs, mentorship from experienced leaders, and a culture that values every voice and idea. **Job Overview** **Position Schedule:** Full-Time We are seeking a seasoned compliance leader to serve as Director, Compliance - Trust & Private Wealth and Chief Compliance Officer (CCO) for our Canadian business. This is a highly visible leadership role for an individual who thrives at the intersection of regulation, strategy, and business partnership. As CCO, you will shape and lead a best-in-class compliance program supporting our Trust Company and Private Wealth businesses. You will act as a trusted advisor to senior leadership and the Board, build strong relationships with regulators, and play a critical role in enabling responsible growth while maintaining the highest standards of regulatory integrity and client protection. **Key Responsibilities:** **Compliance Leadership & Oversight** • Lead and oversee the Trust Company and Private Wealth compliance programs, ensuring adherence to applicable Canadian laws, regulations, and OSFI guidelines. • Maintain a robust, OSFI-aligned risk and controls framework across trust and wealth operations. **Regulatory & Governance Leadership** • Serve as the primary regulatory liaison with OSFI and other federal and provincial regulators. • Prepare and present compliance reporting to the Board and senior management, including annual compliance reviews and escalation of material issues. • Ensure alignment with enterprise compliance governance models and regulatory expectations. **Private Wealth & Investment Compliance** • Oversee compliance for portfolio management activities under securities regulations, including registration, KYC/suitability, conflicts of interest, and best-execution standards. • Provide compliance oversight of discretionary portfolio management and investment advisory activities. **Trust Company Compliance** • Maintain an OSFI‑aligned RCM framework and oversee compliance with applicable trust, AML/ATF, privacy, consumer protection, and FCAC requirements. • Serve as primary liaison with OSFI and other federal regulators, providing oversight of trust‑company compliance programs, policies, and controls. **Risk Management** • Conduct compliance risk assessments and implement mitigation strategies across trust and wealth businesses. • Provide oversight of product-related and operational compliance risks. **People Leadership & Culture** • Lead, develop, and mentor a high-performing compliance team. • Oversee compliance training initiatives and promote a strong, ethical compliance culture. To be discussed with Recruiter and/or Senior Executive Recruiting team. **Hiring Minimum:** $158600 **Hiring Maximum:** $269900 Read More About Job Overview **Skills/Requirements** • 10+ years of progressive compliance experience, including senior-level leadership responsibility; prior CCO experience preferred. • Eligible to serve as the firm's registered Chief Compliance Officer at the time of hire; required industry courses and regulatory proficiencies completed. • Deep knowledge of Canadian trust, securities, and regulatory compliance frameworks. • Strong judgment and decision-making ability, with comfort balancing regulatory requirements and business objectives. • Excellent written and verbal communication skills, including experience engaging regulators and senior leaders. • Bachelor's degree required; graduate degree preferred. Read More About Skills/Requirements **Awards & Accolades** Read More About Awards & Accolades **About Us** \#LI-HO