As a Compliance Associate based in our Shanghai office, you’ll help ensure trading activity in China complies with local regulations. You will collaborate closely with Traders, Technology, and Operations from the Compliance desk, providing timely guidance and post‑trade monitoring.
This role is intentionally junior and built for growth. You’ll receive hands‑on mentorship from a senior compliance lead, a structured ramp plan, and increasing ownership of defined controls and projects with visibility across APAC. In this role, you will gain direct exposure to multi‑asset trading (equities, fixed income, futures/ETFs, commodities/options) in a market‑making environment, in one of the largest global prop trading firms.
What you’ll do
Perform groundwork regulatory gap analysis for new regulatory developmentHelp with compliance review on trade/account related operational document, QFI documents, regulatory reporting document etc. Help explain to internal stakeholders about the technical terms in account opening documents/operational documents and cover compliance review if needed. Post monitoring for QFI trades if we have internal IT solution and capacity in place Help with admin/logistic matters related to business control, legal and compliance field for SSTC and SPPL QFI Create and maintain confluence pages related to compliance controls, compliance projects when appropriateSupport BAU compliance matters for Sydney team where applicable Act as a backup in terms of product advisory compliance/SSTC general compliance matters.What we're looking for
Finance, Legal or relevant Bachelor and/or Masters education in with strong IT literacy.1 to 3 years professional experience within Financial ServicesExcellent written and verbal communication skills in Prior exposure to equity and/or derivative markets.Strong conceptual understanding of IT compliance systems, including development, review, and testing.Developed interpersonal skills with the ability to engage and influence senior trading staff.
What’s in it for you
Our flat hierarchy enables you to drive meaningful impact, by leveraging your expertise and taking ownership.Global Matched donations and corporate discounts.Explore our benefits and culture: link
About Susquehanna
Susquehanna is a global quantitative trading firm founded by a group of friends who share a passion for game theory and probabilistic thinking. Our rigorous and analytical approach to decision making has led Susquehanna to become one of the largest and most successful proprietary trading firms in the world. In our offices around the globe, our employees are relentless problem solvers who collaborate to make optimal decisions.
What we do
Susquehanna’s deep integration of trading, technology and quant research makes us experts in trading essentially all listed financial products and asset classes, with a focus on derivatives. We handle millions of trading transactions around the world every day as both a market maker and market taker. Our efforts provide liquidity and ensure competitive prices for buyers and sellers. While our presence in the market is broad, our trading desks are highly specialized to allow for a deep understanding of the unique drivers of each asset class.
Equal Opportunity Statement
We encourage applications from candidates from all backgrounds, and we welcome requests for reasonable adjustments during the recruitment process to ensure that you can best demonstrate your abilities.
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