Description Compliance Analyst Join a compliance team as a Compliance Analyst, where you'll play a vital role in managing business risks and executing a robust compliance program. This high-visibility position works closely with employees across the firm, including senior-level managers and external advisors. Key Responsibilities: · Support the team in executing the compliance program. · Manage the compliance program, including brokerage account oversight, daily monitoring, and reporting. · Coordinate compliance certifications and review pre-trade requests and personal trading issues. · Maintain the firm's restricted list and assist with regulatory filings to ensure deadlines are met. · Conduct compliance assessments and contribute to quarterly compliance reviews. · Serve as a resource for staff on compliance matters and provide backup support for the compliance team. · Perform special projects and assist with improvements to compliance processes as needed. Qualifications: · 1+ years of compliance, financial services, or audit experience preferred. · Bachelor's degree in a business-related field. · Exceptional attention to detail, analytical skills, and proficiency in Microsoft Excel. · Strong communication skills with the ability to relay complex information effectively. · Self-motivated, resourceful, and eager to learn in an entrepreneurial environment. · Ability to manage workload and meet deadlines. This is an excellent opportunity for someone looking to grow in a dynamic role within a collaborative and fast-paced environment. Contact: Douglas Rickart at 612-249-0330 or connect on LinkedIn. Click the application link to apply today! Requirements Compliance Audit, Compliance Functions, Compliance Assessments, Compliance reporting, Microsoft Excel, Financial Services, Regulatory Compliance Robert Half is the world’s first and largest specialized talent solutions firm that connects highly qualified job seekers to opportunities at great companies. We offer contract, temporary and permanent placement solutions for finance and accounting, technology, marketing and creative, legal, and administrative and customer support roles. Robert Half works to put you in the best position to succeed. We provide access to top jobs, competitive compensation and benefits, and free online training. Stay on top of every opportunity - whenever you choose - even on the go. Download the Robert Half app (https://www.roberthalf.com/us/en/mobile-app) and get 1-tap apply, notifications of AI-matched jobs, and much more. All applicants applying for U.S. job openings must be legally authorized to work in the United States. Benefits are available to contract/temporary professionals, including medical, vision, dental, and life and disability insurance. Hired contract/temporary professionals are also eligible to enroll in our company 401(k) plan. Visit roberthalf.gobenefits.net for more information. © 2025 Robert Half. An Equal Opportunity Employer. M/F/Disability/Veterans. By clicking “Apply Now,” you’re agreeing to Robert Half’s Terms of Use (https://www.roberthalf.com/us/en/terms) .